SEC

• SEC Weighs Cross-Border Swap Rules

  By Dave Michaels and Silla Brush  |  May 1, 2013

  Regulators face calls to limit the rules’ international reach.

• Companies Pressed to Reveal Political Spending

  By Dave Michaels, Bloomberg  |  April 25, 2013

  Shareholders to vote on political-activities resolutions at 31 companies this year.

• Ralph Lauren To Pay $1.6 Mln in Bribe Cases

  By Joshua Gallu, Bloomberg  |  April 22, 2013

  Attorney cites ‘unprecedented use of non-prosecution agreements’ by the SEC and the Justice Department.

• White to Direct SEC Enforcement to New Areas

  By Joshua Gallu, Bloomberg  |  April 18, 2013

  With financial crisis cases mostly over, new chairman may target accounting fraud, high-frequency trading.

• U.S. Bond Market Needs Better Access, Says SEC’s Walter

  By Matthew Leising, Bloomberg  |  April 16, 2013

  Walter cites concerns about fairness, but says SEC won’t impose an equity-market structure on bonds.

• SEC's Money Fund Proposal Coming in Next Two Months

  By Dave Michaels, Bloomberg  |  April 10, 2013

  Leadership change won't slow the proposal, Commissioner Daniel Gallagher says.

• SEC Gives Go-Ahead to Disclosures Via Social Media

  By Joshua Gallu, Bloomberg  |  April 3, 2013

  Companies must tell investors in advance where to look, agency says.

• SEC’s Schapiro Joins Promontory

  By Jesse Hamilton, Bloomberg  |  April 2, 2013

  Firm’s roster includes many ex-regulators.

• SEC Approves Facebook IPO Settlement

  By Whitney Kisling and Lindsey Rupp, Bloomberg  |  March 25, 2013

  Nasdaq to pay brokers $62 mln for its mishandling of the public offering.

• SEC Said to Review Floating Price for Money Funds With IRS

  By Christopher Condon and Dave Michaels, Bloomberg  |  March 7, 2013

  Discussions suggest SEC is preparing detailed proposal on floating price for money funds.