SEC

• Investment Managers Seek Money Fund Deal

  By Christopher Condon and Robert Schmidt  |  October 26, 2012

  As FSOC action looms, several firms will meet with the SEC today to discuss a possible compromise.

• Google Says R.R. Donnelley Released Earnings Early

  By Danielle Kucera and Miles Weiss  |  October 19, 2012

  Glitch sent shares down 9% before trading was halted.

• Schapiro Nears Exit With Mission Unfinished

  By Joshua Gallu and Robert Schmidt, Bloomberg  |  October 19, 2012

  SEC chairwoman fails to turn around the agency's image as a failed watchdog.

• Proposed SEC Rule May Boost Swaps Collateral Costs

  By Silla Brush, Bloomberg  |  October 17, 2012

  SEC seeks public comment on collateral requirements for swaps not settled at clearinghouses.

• Money Funds Should Have Risk Limits: IOSCO

  By Ben Moshinsky, Bloomberg  |  October 10, 2012

  Global regulators also want money funds to conduct regular stress tests.

• Reserve Fund Lied About Lehman Losses: SEC

  By Bob Van Voris and Patricia Hurtado, Bloomberg  |  October 10, 2012

  SEC lawyer tells jury that failed money-market fund misled shareholders.

• Reserve Fund Trial Begins Today

  By Bob Van Voris, Bloomberg  |  October 9, 2012

  SEC has charged money fund execs with misleading investors.

• Regulators Question Pfizer’s Earnings

  By Drew Armstrong, Bloomberg  |  October 8, 2012

  SEC staff asks why drugmaker posts profits overseas and losses at home.

• Swaps Regulators Face Push for Delays

  By Silla Brush and Matthew Leising, Bloomberg  |  October 3, 2012

  CFTC bombarded with requests to delay Oct. 12 start date for derivatives regs.

• SEC’s Gallagher Supports Floating NAV on Money Funds

  By Joshua Gallu and Robert Schmidt, Bloomberg  |  September 27, 2012

  Commissioner's comments may revive SEC debate on regulating funds.