Securities and Exchange Commission

• Wall Street May Win Swap-Rule Revisions

  By Silla Brush, Bloomberg  |  March 20, 2013

  House committee advances legislation giving banks greater ability to trade swaps overseas.

• SEC Said to Review Floating Price for Money Funds With IRS

  By Christopher Condon and Dave Michaels, Bloomberg  |  March 7, 2013

  Discussions suggest SEC is preparing detailed proposal on floating price for money funds.

• GE Board Members’ Seats at Risk

  By Tim Catts, Bloomberg  |  February 21, 2013

  SEC says the company must allow shareholders to vote on term limits.

• House Panel Queries SEC Spending on Consultants (Reuters)

  January 7, 2013

  Oversight Committee asks for details on SEC’s use of Booz Allen Hamilton.

• U.S. Probes CEOs’ Stock Sales (WSJ)

  December 11, 2012

  Manhattan U.S. attorney’s office launches criminal investigation.

• SEC’s Aguilar Open to Changes in Money Fund Regs

  By Jesse Hamilton and Christopher Condon, Bloomberg  |  December 10, 2012

  Commissioner who blocked the agency’s initial overhaul now says process is on right track.

• SEC Urged to Update Fair Disclosure

  By Brian Womack and Douglas MacMillan, Bloomberg  |  December 7, 2012

  Twelve-year-old regs don’t take into account social media.

• New Money Fund Rules Won't Hurt Debt Issuers, Study Says

  By Christopher Condon, Bloomberg  |  December 7, 2012

  SEC report argues that non-financial companies don't rely heavily on funds, while financial firms can find other funding.

• 

  SEC Whistleblower Awards Have Little Effect on Internal Tips

  By Susan Kelly  |  December 4, 2012

  Most companies have seen no change in volume on hotlines, IIA survey shows.

• SEC Accuses Big Four Chinese Affiliates of Blocking Probes

  By Joshua Gallu and Eleni Himaras, Bloomberg  |  December 4, 2012

  Agency pressures auditors of China-based companies being investigated for fraud.