Financial Industry Regulatory Authority

• Bank Deposits Surge $2 Trillion More Than Loans

  By Charles Mead and Dakin Campbell, Bloomberg  |  December 19, 2012

  Slack borrowing demand and tighter lending standards lead to imbalance.

• SEC May Choose as Top Lawyer Ex-CFTC Enforcement Chief

  By Joshua Gallu and Robert Schmidt, Bloomberg  |  December 19, 2012

  Geoffrey Aronow, now a Bingham McCutchen partner, said to be leading candidate.

• TXU Bond Plunge Reaps $450 Mln Windfall

  By Charles Mead and Mark Chediak, Bloomberg  |  December 11, 2012

  Company gets better deal on exchange offer after securities sell off on tax disclosure.

• Intel Plans $6 Bln Bond Sale

  By Charles Mead, Bloomberg  |  December 4, 2012

  Proceeds will fund repurchases of stock that’s trading at 16-month low.

• Shell, McKesson Lead $11.4 Bln of Bond Sales

  By Sarika Gangar, Bloomberg  |  November 30, 2012

  Thursday’s issuers included Comcast, Newell Rubbermaid and Royal Bank of Canada.

• Shell Said to Lead $5.4 Billion in U.S. Bond Sales

  By Sarika Gangar, Bloomberg  |  November 29, 2012

  Comcast, McKesson, Newell Rubbermaid also plan offerings.

• Treasury’s Miller Drops Out of SEC Race (NY Times)

  November 29, 2012

  Sallie Krawcheck, Finra’s Ketchum seen as possible contenders for SEC chairmanship.

• SEC Chairman Schapiro to Step Down

  By Joshua Gallu, Robert Schmidt and Jesse Hamilton, Bloomberg  |  November 26, 2012

  Obama names SEC Commissioner Elisse Walter to replace Schapiro as chairman.

• Ex-CFO at Needham & Co. Charged with Theft

  By David Voreacos, Bloomberg  |  November 16, 2012

  Glen Albanese allegedly stole $1 mln from the brokerage over a decade.

• Abbott Unit Sells $14.7 Bln Bonds

  By Sarika Gangar and Matt Robinson, Bloomberg  |  November 6, 2012

  Issue is largest dollar-denominated sale since 2009.