Securities and Exchange Commission

• Warnings About Splits in Global Derivatives Rules

  By Silla Brush, Bloomberg  |  May 21, 2013

  Heads of largest U.S. derivatives exchanges voice concerns about inconsistencies between regulatory regimes and proposed fees on the industry.

• Wall Street Wins Rollback in Dodd-Frank Swap-Trading Rules

  By Silla Brush, Bloomberg  |  May 20, 2013

  Some see vote as the start of a seismic shift in trading of OTC derivatives.

• Congress Pressures Swaps Regulators to Curb Dodd-Frank

  By Silla Brush, Bloomberg  |  May 7, 2013

  House Financial Services Committee to vote today on measures to ease derivatives requirements.

• SEC Plan Gives Exemptions to Swap Dealers’ Overseas Branches

  By Silla Brush and Dave Michaels, Bloomberg  |  May 2, 2013

  U.S. regulators face pressure to limit the international reach of swaps rules.

• SEC Weighs Cross-Border Swap Rules

  By Dave Michaels and Silla Brush  |  May 1, 2013

  Regulators face calls to limit the rules’ international reach.

• Disclosure of CEO-to-Worker Pay Ratios Stalls

  By Elliot Blair Smith and Phil Kuntz, Bloomberg  |  April 30, 2013

  SEC has yet to draw up rules as big companies lobby against the Dodd-Frank requirement.

• Libor Must Shift to Market-Pricing System, Say U.S. Regulators

  By Silla Brush, Bloomberg  |  April 26, 2013

  FSOC says benchmark rates should be ‘anchored in observable transactions.’

• Companies Pressed to Reveal Political Spending

  By Dave Michaels, Bloomberg  |  April 25, 2013

  Shareholders to vote on political-activities resolutions at 31 companies this year.

• Corzine Sued by Trustee over MF Global Failure

  By Phil Milford and Tiffany Kary, Bloomberg  |  April 23, 2013

  CFO Steenkamp and COO Abelow are also named in Freeh’s lawsuit.

• Ralph Lauren To Pay $1.6 Mln in Bribe Cases

  By Joshua Gallu, Bloomberg  |  April 22, 2013

  Attorney cites ‘unprecedented use of non-prosecution agreements’ by the SEC and the Justice Department.