Securities Industry and Financial Markets Association

• CFTC Said Set to Appeal Court Ruling on Limits

  By Silla Brush, Bloomberg  |  October 29, 2012

  Regulator may challenge decision that overturned trading limits on commodities.

• All U.S. Stock Trading Canceled

  By Nina Mehta and Nikolaj Gammeltoft, Bloomberg  |  October 29, 2012

  Shutdown ahead of storm may extend through Tuesday.

• Swaps Users Get Grace Period to Clear Trades

  By Matthew Leising, Bloomberg  |  October 23, 2012

  CFTC Chairman Gensler says idea was always to allow time before clearing requirement kicked in.

• Swaps Rule Sends Wall Street into Clearing Limbo

  By Mary Childs and Matthew Leising, Bloomberg News  |  October 19, 2012

  Confusion on timing leaves securities firms scrambling to move swaps to clearinghouses.

• Wall Street Joins CME in Winning Delays of U.S. Swaps Rules

  By Silla Brush  |  October 15, 2012

  Overseas branches of U.S.-based banks won't have to tally swaps right away.

• Swaps Regulators Face Push for Delays

  By Silla Brush and Matthew Leising, Bloomberg  |  October 3, 2012

  CFTC bombarded with requests to delay Oct. 12 start date for derivatives regs.

• CFTC Should Appeal Ruling on Speculation Limits, Chilton Says

  By Silla Brush, Bloomberg  |  October 2, 2012

  CFTC commissioner calls court decision 'deeply flawed.'

• Court Blocks Limit on Derivatives Speculation

  By Silla Brush and Tom Schoenberg, Bloomberg  |  September 30, 2012

  Federal judge rules more study required before position limits are imposed.

• How SEC’s Revolving Door Spins

  By Robert Schmidt and Jesse Hamilton, Bloomberg  |  September 5, 2012

  Emails from former SEC commissioner Annette Nazareth show how ex-staffers wield influence.

• Swap Vote to Trigger New Rules

  By Silla Brush, Bloomberg  |  July 9, 2012

  Regulators’ decision this week on how to define swaps will trigger cascade of changes.