securities law violations

• SEC Pays First Whistleblower Reward

  By Joshua Gallu, Bloomberg  |  August 21, 2012

  Agency awards $50,000 to individual who helped on an enforcement action involving more than $1 mln in sanctions.

• Carlyle Seeks to Ban Investor Suits

  By Miles Weiss, Bloomberg  |  January 19, 2012

  Ahead of IPO, buyout firm says those who buy shares must arbitrate claims.

• SEC Bounty Hunters

  By Dave Lindorff  |  September 2, 2010

  Dodd-Frank and the SEC's zeal make it easier and more lucrative for whistleblowers to tip the feds off to securities violations.