U.S. Securities and Exchange Commission

• EU May Require Cash Buffer for Money Funds

  By Jim Brunsden, Bloomberg  |  March 29, 2013

  European regulators consider tighter restrictions on funds.

• SEC Said to Review Floating Price for Money Funds With IRS

  By Christopher Condon and Dave Michaels, Bloomberg  |  March 7, 2013

  Discussions suggest SEC is preparing detailed proposal on floating price for money funds.

• Disney Shareholders Reject Call to Split Chairman-CEO Jobs

  By Christopher Palmeri, Bloomberg  |  March 6, 2013

  Sixty-five percent of investors opposed the proposal from three state pension funds.

• Fed District Banks Back Tougher Money-Fund Oversight

  By Caroline Salas Gage and Christopher Condon, Bloomberg  |  February 13, 2013

  Officials cite a move to floating net-asset value as one alternative.

• Apple Faces Margin Squeeze

  By Peter Burrows, Bloomberg  |  February 11, 2013

  There’s no easy fix for the tech firm amid a 33% drop in its shares.

• HP Says Justice Opened Autonomy Investigation

  By Adam Satariano and Aaron Ricadela, Bloomberg  |  January 2, 2013

  The DOJ is looking into HP's claims of accounting errors.

• Khuzami, SEC Enforcement Chief, To Leave Agency, Sources Say

  By Joshua Gallu and Robert Schmidt, Bloomberg  |  December 21, 2012

  Departure to come early next month, with no replacement yet chosen.

• Google Probe, CFTC-Audio Rule, JPMorgan Copper: Compliance

  By Carla Main, Bloomberg  |  December 18, 2012

  Today's round up of compliance matters in the business world

• Nasdaq Cancels Some Trades

  By Whitney Kisling, Bloomberg  |  December 14, 2012

  Errors led to price swings prior to the opening on Thursday.

• SEC Schapiro’s Exit May Stall Dodd-Frank Rules

  By Jesse Hamilton, Bloomberg  |  December 12, 2012

  Even split between Democratic, GOP commissioners could strand dozens of regulations.