Under proposal, trades between units of the same company would not have to go through clearinghouses.

Under proposal, trades between units of the same company would not have to go through clearinghouses.

Peregrine Funds $200 mln in missing funds renews scrutiny of regulator.

Peregrine Funds $200 mln in missing funds renews scrutiny of regulator.

As regulations kick in, 30,000 firms may qualify for end-user exemption.

As regulations kick in, 30,000 firms may qualify for end-user exemption.

Definition triggers almost 20 reporting, clearing, trading and record-keeping rules.

Definition triggers almost 20 reporting, clearing, trading and record-keeping rules.