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Bank says Chris Lucas is among employees being investigated for capital-raising fee disclosures.
Legislation credited with strengthening companies internal controls.
Retailers use online reviews as quality-control system.
Expiration of unlimited deposit insurance prompts worries about major withdrawals.
Start-up advisory firm Aequitas argues CFOs need help dealing with underwriters conflicts of interest. (Michael Biehl of Chart Industries)
Bank apologizes to investors for failings on compliance.
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