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SEC Disgorgement Bill, Passed in House, Could Affect Supreme Court Case
The bill codifies the SEC's power to order disgorgement, an issue the court is considering.
EU to Extend Derivatives-Clearing “Equivalence” with U.K.
EU commissioner in charge of financial services warns of ongoing risk of financial instability “because industry has not so far fully prepared for a no-deal Brexit.”
U.S. and China Near Trade Deal "Phase One"
The limited deal would eliminate some tariffs, but it is not clear when it might be signed.
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Banking on Disruption: How the Financial Sector Is Keeping Pace with Change
Faced with stringent regulations, new competitors, and emerging technologies permeating the marketplace, the financial sector is evolving at a fast and furious rate, with no letup in sight. In fact, change is the only constant in the days and years ahead for the financial services sector.
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