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SEC Chairman Cites Fishy Letters in Support of Policy Change
Some "ordinary Americans" whose correspondence Clayton referenced said they did not write the letters, or were even unaware of the letters' existence.
SEC Affirms Authority Over Proxy Advisory Firms That CEOs Hate
Guidance on interactions with fund managers will be the first step in exerting control over proxy-advisory firms.
Senate Committee Moves Quickly on TRIA Extension
Insurance industry groups urge Congress to commit to passing TRIA extension before the end of 2019.
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Banking on Disruption: How the Financial Sector Is Keeping Pace with Change
Faced with stringent regulations, new competitors, and emerging technologies permeating the marketplace, the financial sector is evolving at a fast and furious rate, with no letup in sight. In fact, change is the only constant in the days and years ahead for the financial services sector.
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