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SEC Affirms Authority Over Proxy Advisory Firms That CEOs Hate
Guidance on interactions with fund managers will be the first step in exerting control over proxy-advisory firms.
How to Communicate with Wall Street
4 lessons I learned as CFO in the first year that my company was public.
SEC Investigating Fishy Comment Letters
Should it be illegal for advocacy groups to submit comment letters in the names of individuals?
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Banking on Disruption: How the Financial Sector Is Keeping Pace with Change
Faced with stringent regulations, new competitors, and emerging technologies permeating the marketplace, the financial sector is evolving at a fast and furious rate, with no letup in sight. In fact, change is the only constant in the days and years ahead for the financial services sector.
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