SEC proposal would require companies that restate earnings due to accounting errors to reclaim a portion of bonuses to executives including chief accounting officers and VPs of finance.
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"uri": "/2016/02/18/will-iex-group-be-allowed-to-launch-stock-exchange/",
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"summary": "Company's 'speed bump' and other tools it says are designed to protect customers are creating speed bumps in bid to be a stock exchange.",
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"summary": "Company's 'speed bump' and other tools it says are designed to protect customers are creating speed bumps in bid to be a stock exchange.",
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{
"uri": "/2016/01/11/mutual-funds-to-face-more-sec-scrutiny/",
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"summary": "Failure of Third Avenue high-yield bond fund brings mutual funds, ETFs, and hedge funds under close watch in 2016.",
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"summary": "Failure of Third Avenue high-yield bond fund brings mutual funds, ETFs, and hedge funds under close watch in 2016.",
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{
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"summary": "Finra plans to start rating stock brokers that have an excessive number of unfulfilled orders; bond traders may be next.",
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{
"uri": "/2015/09/22/proposed-mutual-fund-rules-designed-to-prevent-run/",
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"summary": "Companies will have to report the ratio beginning in 2017.",
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{
"uri": "/2015/07/02/restating-earnings-may-mean-executive-pay-clawback/",
"title": "Restating Earnings May Mean Executive-Pay Clawbacks",
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