{
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"name": "Joshua Gallu",
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"articles": [
{
"uri": "/2013/08/06/ubs-settles-cdo-related-claim/",
"title": "UBS Settles CDO-Related Claim",
"byline": "Gregory Mott & Joshua Gallu, Bloomberg",
"kicker": "News",
"prettyDate": "August 06, 2013",
"timeToRead": "2 minute",
"image": {
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"authors": [
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"webUrl": "/author/profile/gregory-mott/",
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},
{
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"name": "Joshua Gallu, Bloomberg"
}
],
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],
"summary": "Swiss bank to pay $50 million to settle SEC claim that it misled investors in collateralized debt obligations about its use of their funds.",
"body": null
},
{
"uri": "/2013/08/06/ubs-settles-cdo-related-claim/",
"title": "UBS Settles CDO-Related Claim",
"byline": " Gregory Mott & Joshua Gallu, Bloomberg ",
"kicker": "News",
"prettyDate": "August 06, 2013",
"timeToRead": "2 minute",
"image": {
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"authors": [
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"name": "Gregory Mott"
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{
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"name": "Joshua Gallu, Bloomberg"
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],
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],
"summary": "Swiss bank to pay $50 million to settle SEC claim that it misled investors in collateralized debt obligations about its use of their funds.",
"body": null
},
{
"uri": "/2013/07/02/sec-looking-for-fraud/",
"title": "SEC Looking for Fraud",
"byline": "Joshua Gallu, Bloomberg",
"kicker": "News",
"prettyDate": "July 02, 2013",
"timeToRead": "1 minute",
"image": {
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},
"authors": [
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"name": "Joshua Gallu, Bloomberg"
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],
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],
"summary": "New task forces formed to root out accounting fraud at small companies and identify risks to investors.",
"body": null
},
{
"uri": "/2013/07/02/sec-looking-for-fraud/",
"title": "SEC Looking for Fraud",
"byline": " Joshua Gallu, Bloomberg ",
"kicker": "News",
"prettyDate": "July 02, 2013",
"timeToRead": "1 minute",
"image": {
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"authors": [
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],
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],
"summary": "New task forces formed to root out accounting fraud at small companies and identify risks to investors.",
"body": null
},
{
"uri": "/2013/05/23/proxy-vote-information-leaked/",
"title": "Proxy Vote Information Leaked",
"byline": " Joshua Gallu, Bloomberg ",
"kicker": "News",
"prettyDate": "May 23, 2013",
"timeToRead": "3 minute",
"image": {
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"authors": [
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],
"kickerNode": [
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],
"summary": "ISS will pay $300,000 over confidentiality breach, SEC says.",
"body": null
},
{
"uri": "/2013/05/23/proxy-vote-information-leaked/",
"title": "Proxy Vote Information Leaked",
"byline": "Joshua Gallu, Bloomberg",
"kicker": "News",
"prettyDate": "May 23, 2013",
"timeToRead": "3 minute",
"image": {
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],
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],
"summary": "ISS will pay $300,000 over confidentiality breach, SEC says.",
"body": null
},
{
"uri": "/2013/04/26/sec-enforcement-focus-shifts-to-dodd-frank-complia/",
"title": "SEC Enforcement Focus Shifts to Dodd-Frank Compliance",
"byline": " Joshua Gallu, Bloomberg ",
"kicker": "News",
"prettyDate": "April 26, 2013",
"timeToRead": "2 minute",
"image": {
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"authors": [
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],
"kickerNode": [
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],
"summary": "SECs Canellos cites new derivatives regulations.",
"body": null
},
{
"uri": "/2013/04/26/sec-enforcement-focus-shifts-to-dodd-frank-complia/",
"title": "SEC Enforcement Focus Shifts to Dodd-Frank Compliance",
"byline": "Joshua Gallu, Bloomberg",
"kicker": "News",
"prettyDate": "April 26, 2013",
"timeToRead": "2 minute",
"image": {
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"authors": [
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],
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],
"summary": "SECs Canellos cites new derivatives regulations.",
"body": null
},
{
"uri": "/2013/04/22/ralph-lauren-to-pay-1-6-mln-in-bribe-cases/",
"title": "Ralph Lauren To Pay $1.6 Mln in Bribe Cases",
"byline": "Joshua Gallu, Bloomberg",
"kicker": "News",
"prettyDate": "April 22, 2013",
"timeToRead": "3 minute",
"image": {
"uri": "",
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},
"authors": [
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],
"kickerNode": [
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],
"summary": "Attorney cites unprecedented use of non-prosecution agreements by the SEC and the Justice Department.",
"body": null
},
{
"uri": "/2013/04/18/white-to-direct-sec-enforcement-to-new-areas/",
"title": "White to Direct SEC Enforcement to New Areas",
"byline": "Joshua Gallu, Bloomberg",
"kicker": "News",
"prettyDate": "April 18, 2013",
"timeToRead": "6 minute",
"image": {
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},
"authors": [
{
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],
"kickerNode": [
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],
"summary": "With financial crisis cases mostly over, new chairman may target accounting fraud, high-frequency trading.",
"body": null
}
]
}
}