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Governance/Regulation & Compliance
Top Governance/Regulation & Compliance Stories
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EU Markets Brace for Change
By Ben Moshinsky and Jim Brunsden, Bloomberg
ESMA releases MiFID II rules in 800-plus page document.
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June Confirmation Vote for CFTC Nominees
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EU Markets Brace for Change
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Governance/Regulation & Compliance Stories
May 23, 2014
June Confirmation Vote for CFTC Nominees
Senate Democrats plan to vote next month to fill the three of five commissioner seats that are currently open.
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May 21, 2014
Margin Requirement Still Hanging Over Derivatives Users
As Dodd-Frank regulations are implemented, companies cite greater administrative burden and higher costs for derivatives, as well as a fragmenting market.
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May 21, 2014
Basel III Reshapes Banks’ Relationships with Corporate Treasury
New regulations could disrupt companies use of bank deposits just as SEC regulatory changes threaten to make money funds less attractive.
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May 21, 2014
The Final Stretch for Conflict Minerals Compliance
Ruling rejecting one portion of SEC regulations doesnt relieve companies of their obligation to file conflict minerals disclosure.
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May 15, 2014
Are Banks Evading U.S. Trading Rules?
CFTC is investigating to determine whether changes to derivatives contracts and corporate structures are designed to bypass Dodd-Frank.
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May 09, 2014
Pfizer Faces Backlash to AstraZeneca Bid
Politicians on both sides of the Atlantic fret about the proposed deal's economic impact.
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May 09, 2014
Pfizer Faces Backlash to AstraZeneca Bid
Politicians on both sides of the Atlantic fret about the proposed deal's economic impact.
Read
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