Governance/Regulation & Compliance

Bucking industry objections to U.S. regulatory oversight of cross-border swaps, London-based ICAP asks to register a SEF.

Bucking industry objections to U.S. regulatory oversight of cross-border swaps, London-based ICAP asks to register a SEF.

Many questions remain about FBAR filing, including who exactly has to file and which prior reporting periods are covered.

Many questions remain about FBAR filing, including who exactly has to file and which prior reporting periods are covered.

SEC commissioner says Fed and other agencies use the FSOC to influence rules for money market funds, including the proposal to impose a floating NAV.

Bill introduced in the U.S. House would require the Federal Reserve to perform a cost-benefit analysis of every new banking rule, plus increase Fed disclosures.