Governance/Regulation & Compliance

Amid regulator probes into manipulation of benchmark interest rates and FX rates, Goldman Sachs has reportedly banned traders from using chat rooms with counterparts at more than one bank.

Amid regulator probes into manipulation of benchmark interest rates and FX rates, Goldman Sachs has reportedly banned traders from using chat rooms with counterparts at more than one bank.

As risks multiply, companies should consider the types of attacks likely to come their way, and plan accordingly.

Changes to SEC's Regulation A increase limit for simplified public offerings to $50 million, with additional public reporting but no need to seek state approvals.

Changes to SEC's Regulation A increase limit for simplified public offerings to $50 million, with additional public reporting but no need to seek state approvals.

Zions Bancorporation, the nation's largest holder of bank-issued trust-preferred CDOs, must reduce portfolio by about $387 million because of newly finalized Volcker Rule.