Governance/Regulation & Compliance

SEC charges Cyprus-based company with illegally selling binary options and jointly issues investor alert with CFTC.

SEC charges Cyprus-based company with illegally selling binary options and jointly issues investor alert with CFTC.

SEC reportedly has decided to reduce collateral requirements for traders who hold credit-default swaps in portfolio accounts.

SEC reportedly has decided to reduce collateral requirements for traders who hold credit-default swaps in portfolio accounts.

New version of Cognos tool makes audit-trail reporting of financial performance information available in the cloud.

New version of Cognos tool makes audit-trail reporting of financial performance information available in the cloud.