Governance/Regulation & Compliance

Under proposal, trades between units of the same company would not have to go through clearinghouses.

Under proposal, trades between units of the same company would not have to go through clearinghouses.

A subsidiary kept money off the books to make unauthorized payments in India.

A subsidiary kept money off the books to make unauthorized payments in India.

Regulators on both sides of the Atlantic irked by the New York Department of Financial Services conduct.

Regulators on both sides of the Atlantic irked by the New York Department of Financial Services conduct.