Governance/Regulation & Compliance

U.S., New York allege bank misrepresented its pricing practices for 10 years.

Regulators paying attention to difference between futures, securities, Gensler says.

Regulators paying attention to difference between futures, securities, Gensler says.

Court ruling could spur other challenges to Dodd-Frank.

Will agency's rewards undermine companies' anti-fraud efforts?

SEC report details problems its inspectors found at credit raters.