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Governance/Regulation & Compliance
Top Governance/Regulation & Compliance Stories
Best Practices
Practical Aspects of the Move to a Floating NAV
By Susan Kelly
Most importantly, funds will have multiple strikes each day.
Read Story
Bracing for New Money Fund Rules
Preparing for Investment Policy Change: Navigating U.S. Money Market Fund Reform
Recommended Just For You
Governance/Regulation & Compliance Stories
June 03, 2016
Swift CEO Expects More Hacking
Full shoring-up of the network's defenses will take years, Leibbrandt says.
Read
May 27, 2016
Scotus Orders 5th Circuit to Reconsider Verizon Pension Risk Transfer
The Supreme Court ordered the lower court to reassess whether fiduciaries of Verizons pension plan violated their duty to participants.
Read
May 26, 2016
Repo Market Still at Risk of Fire Sales
Plan to move most tri-party repo transactions onto central clearinghouses runs into problems.
Read
May 26, 2016
Swift Hack Probe Expands
As many as 12 banks that use the messaging network may have experienced computer breaches.
Read
May 25, 2016
Citigroup to Pay $425 Million to Resolve ISDAfix Allegations
CFTC claims bank attempted to manipulated the benchmark multiple times from 2007 to 2012
Read
May 25, 2016
CFTC Cracks Down on Overseas Derivatives Trade
Regulator seeks to limit banks' ability to evade Dodd-Frank restrictions by doing trades overseas.
Read
May 24, 2016
Banks Must Face Libor Lawsuits
Paying damages could bankrupt the financial institutions, appeals court warns.
Read
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