Governance/Regulation & Compliance

Basel Committee says it won't 'significantly' increase banks' capital requirements any further in the remaining stages of its rules overhaul.

Failure of Third Avenue high-yield bond fund brings mutual funds, ETFs, and hedge funds under close watch in 2016.

Finra plans to start rating stock brokers that have an excessive number of unfulfilled orders; bond traders may be next.

Rule saves Wall Street banks billions of dollars a year because they no longer must post initial margin on trades with their affiliates.

ESMA proposes reducing collateral requirements for derivatives traders to bring EU in line with U.S. regulations.

Dozens of expired tax breaks need to be renewed before year-end.