Governance/Regulation & Compliance

Banks face stiffer capital rules on swaps, bonds, and other securities they intend to trade.

Basel Committee says it won't 'significantly' increase banks' capital requirements any further in the remaining stages of its rules overhaul.

Basel Committee says it won't 'significantly' increase banks' capital requirements any further in the remaining stages of its rules overhaul.

Failure of Third Avenue high-yield bond fund brings mutual funds, ETFs, and hedge funds under close watch in 2016.

Failure of Third Avenue high-yield bond fund brings mutual funds, ETFs, and hedge funds under close watch in 2016.

Finra plans to start rating stock brokers that have an excessive number of unfulfilled orders; bond traders may be next.