Governance/Regulation & Compliance

FSB proposal for loss-absorbing buffers may create new problem for big banks: Who will want to buy this debt?

PCAOB continues to work on regulation that would require public company audits to name the auditors; SEC criticizes slow pace of rule-making.

PCAOB continues to work on regulation that would require public company audits to name the auditors; SEC criticizes slow pace of rule-making.

The Dodd-Frank Act creates a number of new sources of potential liability for derivatives end users. A compliance program can help reduce the risk.

The Dodd-Frank Act creates a number of new sources of potential liability for derivatives end users. A compliance program can help reduce the risk.

Administration budget increases funding of SEC and CFTC, after agencies claim they don't have budget to enforce financial regs.

Administration budget increases funding of SEC and CFTC, after agencies claim they don't have budget to enforce financial regs.

Bill to restructure banks deemed 'too big to fail' struggles to gain lawmakers' approval.