Governance/Regulation & Compliance

Agency is said to be exploring whether foreign exchange rate rigging distorted options prices.

Agency is said to be exploring whether foreign exchange rate rigging distorted options prices.

Junk-rated deals continue to leave companies with debt levels that exceed regulator guidelines.

Junk-rated deals continue to leave companies with debt levels that exceed regulator guidelines.

Ruling extends Sarbanes-Oxley protections to lawyers, auditors, and other contractors who work with public companies that they suspect of fraud.

Ruling extends Sarbanes-Oxley protections to lawyers, auditors, and other contractors who work with public companies that they suspect of fraud.

Agency has said it lacks resources to adequately oversee markets; current version of president's budget reduces funding from previous version but increases from current funding level.

Agency has said it lacks resources to adequately oversee markets; current version of president's budget reduces funding from previous version but increases from current funding level.