Governance/Regulation & Compliance

The much-publicized regulation requires significant changes for banks. Heres how it will affect derivatives end users.

The much-publicized regulation requires significant changes for banks. Heres how it will affect derivatives end users.

Financial institutions are said to be racing to share evidence of FX price fixing with EU regulators, in exchange for immunity.

Financial institutions are said to be racing to share evidence of FX price fixing with EU regulators, in exchange for immunity.

Amid regulator probes into manipulation of benchmark interest rates and FX rates, Goldman Sachs has reportedly banned traders from using chat rooms with counterparts at more than one bank.

Amid regulator probes into manipulation of benchmark interest rates and FX rates, Goldman Sachs has reportedly banned traders from using chat rooms with counterparts at more than one bank.

As risks multiply, companies should consider the types of attacks likely to come their way, and plan accordingly.

Changes to SEC's Regulation A increase limit for simplified public offerings to $50 million, with additional public reporting but no need to seek state approvals.