Governance/Regulation & Compliance

Basel Committee concerned about how banks will respond when global interest rates rise 'not in a synchronized way.'

Analytics software can help treasury and finance staff reap the most value from their companys vast swath of big data, streamlining regulatory compliance and many other finance processes.

Analytics software can help treasury and finance staff reap the most value from their companys vast swath of big data, streamlining regulatory compliance and many other finance processes.

Agency considers actions such as increasing margin requirements for broker-dealers, but its hands are tied by limitations on its regulatory reach.

Agency considers actions such as increasing margin requirements for broker-dealers, but its hands are tied by limitations on its regulatory reach.

Tensions high after employees learn agency contracted to spend nearly half a million dollars on labor lawyers.

Tensions high after employees learn agency contracted to spend nearly half a million dollars on labor lawyers.

Many public offerings worth $20 million to $50 million will be exempt from review by state regulators; shares may eventually be tradeable on 'venture exchanges.'