Both Jon Corzine, former CEO, and Edith O'Brien, former assistant treasurer of now-defunct MF Global, are being sued by the CFTC for misuse of customer funds.

Ratio of upgrades to downgrades for corporate credit ratings is 0.89 at Moody's and 0.83 at S&P, the lowest ratio since 2009.

U.S. bond funds and ETFs saw redemptions of $61.7 billion this month, nearly 50 percent higher than previous monthly record from October 2008.

Compliance is front and center in most large companies, but many treasury teams are too lean to implement critical controls.