Search
 

Knight Losses Spur Tighter Automated-Trading Rules From SEC

Regulator taking more action after post- "flash crash" safeguards prove non-sufficient.

X

Thank you for sharing!

Your article was successfully shared with the contacts you provided.

Aug. 8 (Bloomberg) — The U.S. Securities and Exchange Commission is writing new rules in the wake of Knight Capital Group Inc. losses that could turn longstanding policies for how exchanges manage their automated systems into regulations.

Complete your profile to continue reading and get FREE access to Treasury & Risk, part of your ALM digital membership.

Your access to unlimited Treasury & Risk content isn’t changing.
Once you are an ALM digital member, you’ll receive:

  • Critical Treasury & Risk information including in-depth analysis of treasury and finance best practices, case studies with corporate innovators, informative newsletters, educational webcasts and videos, and resources from industry leaders.
  • Exclusive discounts on ALM and Treasury & Risk events.
  • Access to other award-winning ALM websites including PropertyCasualty360.com and Law.com.

Already have an account?

Recommended Stories

Corporate Audits down 71%

Laura Davison & Allyson Versprille |

New tax audits ground to a halt as the coronavirus pandemic crippled the IRS.

Final CFIUS Rules for Real Estate Transactions: 5 Things to Know

MP McQueen |

While the federal government has whittled down some of the final regulations from the initial proposals, there is still potential for trouble for foreign investors under the 31 pages of final rules governing national security reviews by CFIUS of foreign investments in U.S. real estate, which take effect on Feb. 13.

Coronavirus Pandemic Slows M&A National Security Reviews

MP McQueen |

While mergers and acquisitions were declining as the novel coronavirus spread across the globe, the CFIUS, which reviews transactions for national security concerns, is also impacted by the new working conditions.

Treasury & Risk

Join Treasury & Risk

Don’t miss crucial treasury and finance news along with in-depth analysis and insights you need to make informed treasury decisions. Join Treasury & Risk now!

  • Free unlimited access to Treasury & Risk including case studies with corporate innovators, informative newsletters, educational webcasts, and resources from industry leaders.
  • Exclusive discounts on ALM and Treasury & Risk events.
  • Access to other award-winning ALM publications including PropertyCasualty360.com and Law.com.

Already have an account? Sign In Now
Join Treasury & Risk

Copyright © 2020 ALM Media Properties, LLC. All Rights Reserved.