Penalty for oversight violations is agency's first shot fired since publication of the book 'Flash Boys.'

Market for leveraged loans is starting to tighten after 95 straight weeks of investment inflows.

CFTC and Hong Kong securities regulators are said to be meeting with financial industry representatives to discuss cross-border derivatives rules.

As the Justice Department considers criminal charges against big banks, the industry predicts fallout similar to the fate of Arthur Andersen.

Energy Futures bankruptcy is likely to reshape the way buyout firms do business.

GDP barely grew as harsh winter chilled investments and exports; ADP reports healthy jobs data for April.

Businesses looking to expand globally need to do more to prepare for supply chain risks.

Biggest LBO ever ran aground after a wave of deregulation.