Governance/Regulation & Compliance

CFTC commissioner cites legal and enforcement issues surrounding agency's regulation of swaps trades performed by U.S.-based firms for overseas affiliates.

The final rule, due out next week, may affect up to 18 percent of revenue at the five largest Wall Street firms.

The final rule, due out next week, may affect up to 18 percent of revenue at the five largest Wall Street firms.

CFTC moves effective date to Jan. 14 for policy requiring Dodd-Frank compliance on swaps trades made by U.S.-based traders on behalf of overseas affiliates.

CFTC moves effective date to Jan. 14 for policy requiring Dodd-Frank compliance on swaps trades made by U.S.-based traders on behalf of overseas affiliates.

Original research project finds that derivatives end users face higher costs and heavier workloads, but they aren't moving away from derivatives for hedging financial risks.