Governance/Regulation & Compliance

SEC approves rules designed to minimize likelihood that tech problems at Nasdaq, NYSE, Bats exchanges, and dark pools will have significant market impacts.

SEC approves rules designed to minimize likelihood that tech problems at Nasdaq, NYSE, Bats exchanges, and dark pools will have significant market impacts.

Security trader contends his fraud conviction means false comments during negotiationsabout anything from prices, quotas, and time pressure, to "shared love of a sports team"are felonies.

Security trader contends his fraud conviction means false comments during negotiationsabout anything from prices, quotas, and time pressure, to "shared love of a sports team"are felonies.

Enforcement of trading rules may not take effect until September 2015 for swaps booked in banks' overseas affiliates.

The CFTC is considering mandating clearing of some non-deliverable forward contracts. Heres how corporate end users would be affected.

The CFTC is considering mandating clearing of some non-deliverable forward contracts. Heres how corporate end users would be affected.

Enforcement of trading rules may not take effect until September 2015 for swaps booked in banks' overseas affiliates.