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Penalty for oversight violations is agency's first shot fired since publication of the book 'Flash Boys.'
CFTC and Hong Kong securities regulators are said to be meeting with financial industry representatives to discuss cross-border derivatives rules.
As the Justice Department considers criminal charges against big banks, the industry predicts fallout similar to the fate of Arthur Andersen.
Alexander Hamilton Award winners discuss the large, successful enterprise risk management initiatives they ran up the flagpole.
Biggest LBO ever ran aground after a wave of deregulation.
House Ways and Means approves $310 billion of tax benefits after squabble.
