Governance/Regulation & Compliance

Survey shows rising costs of regulatory compliance for the vast majority of financial services firms, which may ultimately impact prices and availability of their products and services.

Swiss bank to pay $50 million to settle SEC claim that it misled investors in collateralized debt obligations about its use of their funds.

Swiss bank to pay $50 million to settle SEC claim that it misled investors in collateralized debt obligations about its use of their funds.

Federal Reserve is reviewing a decision to let banks trade commodities seen as complementary to their banking business.

Federal Reserve is reviewing a decision to let banks trade commodities seen as complementary to their banking business.

Company said to be seeking a higher bid or more time to win shareholder support for the deal.

Company said to be seeking a higher bid or more time to win shareholder support for the deal.

Calculating the cost of thefts of intellectual property poses particular challenges for companies.