Governance/Regulation & Compliance

Senator lays out reform ideas including reducing oversight for midsize regional banks and establishing commission to make recommendations on restructuring the Fed.

Senator lays out reform ideas including reducing oversight for midsize regional banks and establishing commission to make recommendations on restructuring the Fed.

Republican lawmakers finalize legislation that would give Congress power over New York Fed and form commission to reform entire Federal Reserve system.

Republican lawmakers finalize legislation that would give Congress power over New York Fed and form commission to reform entire Federal Reserve system.

German lawmakers champion small banks and savings cooperatives in face of EU revamp of capital market rules.

German lawmakers champion small banks and savings cooperatives in face of EU revamp of capital market rules.

In testimony to Congress, Chairman Massad cites big problem with frequency of inspections of exchanges and clearinghouses.

Finra now weighing whether to drop system intended to automate review of suspicious broker activity.