Governance/Regulation & Compliance

SEC nods to industry in new proposals on CEO pay and overseas swaps.

SEC proposal would exempt trades made by U.S. representatives of foreign swaps dealers from Dodd-Frank rules.

SEC proposal would exempt trades made by U.S. representatives of foreign swaps dealers from Dodd-Frank rules.

European regulators assessing threats to market liquidity if investors pull money from bonds when interest rates rise.

European regulators assessing threats to market liquidity if investors pull money from bonds when interest rates rise.

Complaints about market manipulation are common, but prosecutions are rare.

Complaints about market manipulation are common, but prosecutions are rare.

IMF worries about funds use of less liquid assets.