Governance/Regulation & Compliance

Muni-bond rigging case peels back layers of alleged fraud

Regulator taking more action after post- "flash crash" safeguards prove non-sufficient.

Regulator taking more action after post- "flash crash" safeguards prove non-sufficient.

Increased focus on operational and strategic risks means audit executives are looking for staffers who understand the company's business. (Brian Schwartz of E&Y)

Increased focus on operational and strategic risks means audit executives are looking for staffers who understand the company's business. (Brian Schwartz of E&Y)

New York regulators charge bank with money laundering for Iranian banks, threaten to pull its state license.